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Erin M Seiler
ERIN MARIE MURPHY, ERIN MARIE SEILER
CRD#: 3026880
IA
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OSAIC WEALTH, INC.CRD#: 23131 4425 HWY 169 N
SUITE 100
PLYMOUTH, MN 55442
SUITE 100
PLYMOUTH, MN 55442
0
Disclosures
21
Years of Experience
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State Registrations
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Minnesota 9/25/2024
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Minnesota 10/1/2024
SRO Registrations
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Registered with this firm since 9/25/2024
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Registered with this firm since 9/25/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/02/2021 - 09/26/2024 | Wayzata, MN | |
B | 10/05/2021 - 09/26/2024 | Wayzata, MN | |
B | 03/06/2019 - 04/06/2020 | NEW YORK, NY | |
IA | 07/13/2018 - 03/07/2019 | MINNETONKA, MN | |
B | 05/22/2018 - 03/06/2019 | MINNETONKA, MN | |
IA | 07/06/2018 - 07/13/2018 | MINNETONKA, MN | |
B | 04/27/2016 - 04/09/2018 | EXCELSIOR, MN | |
IA | 01/04/2016 - 04/06/2016 | MINNETONKA, MN | |
B | 12/03/2015 - 04/06/2016 | MINNETONKA, MN | |
B | 02/08/2013 - 11/19/2015 | EXCELSIOR, MN | |
B | 10/19/2011 - 02/01/2013 | MINNEAPOLIS, MN | |
B | 11/16/2007 - 03/17/2008 | MINNEAPOLIS, MN | |
B | 06/23/2004 - 10/29/2007 | MINNEAPOLIS, MN | |
B | 01/09/2003 - 06/14/2004 | SAINT PAUL, MN | |
B | 04/17/2001 - 11/25/2002 | ELGIN, IL | |
B | 02/23/1999 - 03/28/2001 | MINNEAPOLIS, MN | |
B | 03/18/1998 - 01/26/1999 | ST. CLOUD, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.