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SANTI N NALLAPANENI
SANTI NALLURI NALLAPANENI, SANTI NALLAPANENI, SANTI NALLURINALLAPANENI, SANTI NULLURI
CRD#: 3026531
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 4137 Boardman Canfield Rd Ste 109
Canfield, OH 44406
Canfield, OH 44406
0
Disclosures
22
Years of Experience
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State Registrations
B
Florida 10/16/2012
IA
Ohio 1/12/2011
B
Ohio 1/11/2011
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 1/12/2011
B
Registered with this firm since 1/11/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/24/2009 - 01/18/2011 | BOARDMAN, OH | |
B | 02/23/2009 - 01/18/2011 | BOARDMAN, OH | |
IA | 02/03/2003 - 02/05/2009 | YOUNGSTOWN, OH | |
B | 12/19/2002 - 02/05/2009 | YOUNGSTOWN, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.