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Detailed Report
MICHAEL BEZA
CRD#: 3026125
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 2271 ROUTE 112
MEDFORD, NY 11763
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2010 - 2012 (2 years)BWAMU INVESTMENTS, INC. (CRD# 599)2006 - 2008 (2 years)BSCHONFELD SECURITIES, LLC (CRD# 23304)1998 - 2004 (5 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)
License(s)

State Registrations

B
Alabama 2/21/2023
B
Massachusetts 5/28/2024
B
Arizona 8/13/2013
B
New Jersey 10/1/2012
B
California 4/27/2023
IA
New Jersey 10/1/2012
B
Colorado 8/6/2013
B
New York 10/1/2012
B
Connecticut 10/1/2012
IA
New York 5/3/2021
B
Delaware 5/17/2021
B
North Carolina 10/4/2019
B
District of Columbia 3/25/2014
B
Pennsylvania 5/28/2019
B
Florida 8/6/2013
B
Rhode Island 12/13/2022
B
Illinois 8/6/2013
IA
Texas 11/19/2013
B
Louisiana 8/15/2013
B
Texas 6/19/2019
B
Maine 8/6/2013
B
Vermont 8/6/2013
B
Maryland 8/7/2013
B
Virginia 3/21/2014

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
2271 ROUTE 112, MEDFORD, NY 11763
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
2271 ROUTE 112, MEDFORD, NY 11763
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/09/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) WEST BABYLON, NY
B
 06/10/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) WEST BABYLON, NY
B
 07/06/2006 - 11/17/2008 WAMU INVESTMENTS, INC. (CRD#:599) MILLER PLACE, NY
B
 04/27/1998 - 03/18/2004 SCHONFELD SECURITIES, LLC (CRD#:23304) JERICHO, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.