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Detailed Report
JULIE ELIZABETH SAGATELIAN
JULIE ELIZABETH DITMORE, JULIE ELIZABETH DYMMEL, JULIE SAGATELIAN
CRD#: 3026123
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 70 S. LAKE AVE STE 950
PASADENA, CA 91101
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2021 (22 years)2 FIRMS2021 - Present (3 years)
Disclosure(s)
View By:
9/24/2024
Financial
Pending
3/18/2021
Customer Dispute
Denied
6/16/2006
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 7/21/2021
B
Nevada 3/18/2022
B
California 7/21/2021
B
New York 7/21/2021
IA
California 7/21/2021
B
North Carolina 1/20/2022
B
Colorado 7/21/2021
B
Oregon 7/21/2021
IA
Colorado 7/21/2021
B
Texas 7/21/2021
IA
Georgia 7/21/2021
IA
Texas 7/21/2021
B
Georgia 1/13/2025
B
Virginia 7/21/2021
B
Illinois 3/16/2022
IA
Virginia 7/21/2021
B
Massachusetts 11/5/2021
B
Washington 7/21/2021
B
Montana 10/22/2024
IA
Washington 7/21/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
70 S. LAKE AVE STE 950, PASADENA, CA 91101
Registered with this firm since 7/21/2021
B
LPL FINANCIAL LLC (CRD#:6413)
70 S. LAKE AVE STE 950, PASADENA, CA 91101
Registered with this firm since 7/21/2021
Previous Registration(s)
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IA
 10/13/1998 - 07/21/2021 WADDELL & REED (CRD#:866) PASADENA, CA
B
 10/02/1998 - 07/21/2021 WADDELL & REED (CRD#:866) PASADENA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.