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Detailed Report
KIMBERLY JO COX
KIM KETTLER, KIMBERLY JO KETTLER
CRD#: 3025282
IA
Investment Adviser
B
Broker
LINCOLN INVESTMENTCRD#: 519 16241 N. FLORIDA AVE
LUTZ, FL 33549
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2013 - 2014 (1 year)2 FIRMS2014 - Present (10 years)BWADDELL & REED, INC. (CRD# 866)2011 - 2013 (1 year)BWADDELL & REED, INC. (CRD# 866)2001 - 2007 (5 years)BAMERICAN CENTURY BROKERAGE, INC. (CRD# 42846)2001 - 2001 (<1 year)BAMERICAN CENTURY INVESTMENT SE... (CRD# 17437)1998 - 2001 (3 years)IAWADDELL & REED, INC. (CRD# 866)2012 - 2013 (<1 year)
License(s)

State Registrations

B
Florida 10/23/2014
B
Kansas 1/3/2023
IA
Florida 10/24/2014

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LINCOLN INVESTMENT (CRD#:519)
16241 N. FLORIDA AVE, LUTZ, FL 33549
Registered with this firm since 10/24/2014
B
LINCOLN INVESTMENT (CRD#:519)
16241 N. FLORIDA AVE, LUTZ, FL 33549
Registered with this firm since 10/23/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/03/2013 - 05/29/2014 INVEST FINANCIAL CORPORATION (CRD#:12984) TAMPA, FL
B
 02/25/2013 - 05/29/2014 INVEST FINANCIAL CORPORATION (CRD#:12984) TAMPA, FL
IA
 06/29/2012 - 01/15/2013 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
B
 12/21/2011 - 01/15/2013 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
B
 08/22/2001 - 02/05/2007 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
B
 04/26/2001 - 08/13/2001 AMERICAN CENTURY BROKERAGE, INC. (CRD#:42846) KANSAS CITY, MO
B
 06/11/1998 - 08/13/2001 AMERICAN CENTURY INVESTMENT SERVICES INC. (CRD#:17437) KANSAS CITY, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.