Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ERIC JONATHAN LEIFER
CRD#: 3024654
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 89 Broad St
Red Bank, NJ 07701
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2007 (<1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1998 - 2007 (8 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2007 (4 years)
License(s)

State Registrations

B
Alaska 4/19/2024
IA
New Jersey 6/1/2009
B
Arizona 6/1/2009
B
New York 6/1/2009
B
California 6/1/2009
B
North Carolina 6/1/2009
B
Colorado 6/1/2009
B
Ohio 6/1/2009
B
Connecticut 6/1/2009
B
Oregon 1/18/2023
B
Delaware 9/19/2011
B
Pennsylvania 6/1/2009
B
District of Columbia 6/1/2009
B
Puerto Rico 3/17/2021
B
Florida 6/1/2009
B
Rhode Island 6/1/2009
B
Georgia 7/30/2018
B
South Carolina 1/13/2015
B
Illinois 6/1/2009
B
Tennessee 6/1/2009
B
Maryland 6/1/2009
B
Texas 6/1/2009
B
Massachusetts 6/1/2009
IA
Texas 7/31/2018
B
Michigan 6/1/2009
B
Utah 6/7/2024
B
Missouri 6/21/2012
B
Virginia 6/1/2009
B
Nevada 6/1/2009
B
Washington 9/27/2017
B
New Jersey 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
89 Broad St, Red Bank, NJ 07701
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
89 Broad St, Red Bank, NJ 07701
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) RED BANK, NJ
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) RED BANK, NJ
IA
 02/16/2007 - 04/02/2007 MORGAN STANLEY (CRD#:7556) FAIRFIELD, NJ
B
 02/16/2007 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) FAIRFIELD, NJ
IA
 05/08/2002 - 03/01/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LITTLE FALLS, NJ
B
 10/29/1998 - 03/01/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LITTLE FALLS, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.