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Detailed Report
ASHLEY TODD HARWARD SR.
ASHLEY TODD HARWARD
CRD#: 3024482
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 2 W WASHINGTON ST
FL 8
GREENVILLE, SC 29601
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 2 W WASHINGTON ST
FL 8
GREENVILLE, SC 29601
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2007 (2 years)2 FIRMS2007 - 2013 (5 years)2 FIRMS2014 - 2018 (3 years)2 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - Present (4 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2001 - 2004 (3 years)BNATIONSBANC INVESTMENTS, INC. (CRD# 16361)1998 - 1998 (<1 year)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2004 - 2004 (<1 year)
License(s)

State Registrations

B
Arizona 2/17/2021
B
North Carolina 2/17/2021
B
Florida 2/17/2021
B
South Carolina 2/17/2021
B
Georgia 2/17/2021
IA
South Carolina 2/17/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
2 W WASHINGTON ST FL 8, GREENVILLE, SC 29601
GREENVILLE, SC
Registered with this firm since 2/17/2021
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
2 W WASHINGTON ST FL 8, GREENVILLE, SC 29601
Registered with this firm since 2/17/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 09/17/2014 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) GREENVILLE, SC
B
 09/15/2014 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) GREENVILLE, SC
IA
 10/17/2007 - 05/17/2013 LPL FINANCIAL LLC (CRD#:6413) GREENVILLE, SC
B
 10/12/2007 - 05/17/2013 LPL FINANCIAL LLC (CRD#:6413) GREENVILLE, SC
IA
 12/08/2004 - 10/16/2007 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) GREENVILLE, SC
B
 12/07/2004 - 10/16/2007 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) CHARLOTTE, NC
IA
 02/12/2004 - 04/13/2004 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) GREENVILLE, SC
B
 02/28/2001 - 04/13/2004 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
 04/07/1998 - 08/25/1998 NATIONSBANC INVESTMENTS, INC. (CRD#:16361) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.