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Samuel M Munn
MARK MUNN, SAMUEL MARK MUNN, SAMUEL MARK MUNN
CRD#: 3024469
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 75 PORT CITY LNDG
MOUNT PLEASANT, SC 29464
MOUNT PLEASANT, SC 29464
0
Disclosures
26
Years of Experience
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State Registrations
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North Carolina 10/23/2009
IA
South Carolina 10/23/2009
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South Carolina 10/23/2009
IA
Texas 11/8/2012
SRO Registrations
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B
B
B
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IA
Registered with this firm since 10/23/2009
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Registered with this firm since 10/23/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/19/2003 - 10/23/2009 | HILTON HEAD, SC | |
B | 02/01/2001 - 10/23/2009 | HILTON HEAD, SC | |
B | 03/31/1998 - 10/16/2000 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.