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Detailed Report
STEPHEN MARK VISSER
CRD#: 3023343
IA
Investment Adviser
B
Broker
HIGHPOINT PLANNING PARTNERSCRD#: 316636 1717 North Naper Boulevard
Suite 200
Naperville, IL 60563
LPL FINANCIAL LLCCRD#: 6413 1717 N NAPER BLVD STE 200
NAPERVILLE, IL 60563-8837
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2006 (3 years)IAHIGHPOINT PLANNING PARTNERS (CRD# 316636)2021 - Present (3 years)BLPL FINANCIAL LLC (CRD# 6413)2006 - Present (18 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1999 - 2003 (3 years)IAHIGHPOINT PLANNING PARTNERS (CRD# 163768)2013 - 2021 (8 years)IALPL FINANCIAL LLC (CRD# 6413)2006 - 2020 (14 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2000 - 2003 (2 years)
Disclosure(s)
View By:
9/16/2009
Regulatory
Final
10/11/2007
Regulatory
Final
License(s)

State Registrations

B
Alabama 1/28/2016
B
Missouri 4/27/2006
B
Arizona 5/17/2006
B
Nevada 11/10/2015
B
California 4/27/2006
B
New Jersey 5/7/2014
B
Colorado 2/26/2007
B
New York 4/27/2006
B
Florida 5/21/2012
B
North Carolina 5/23/2012
B
Georgia 9/22/2006
B
Ohio 6/30/2006
B
Illinois 4/27/2006
B
Pennsylvania 5/1/2023
IA
Illinois 12/17/2021
B
South Carolina 8/25/2015
B
Indiana 4/27/2006
B
Tennessee 1/6/2025
B
Iowa 5/17/2006
B
Texas 5/6/2015
B
Kentucky 8/25/2006
B
Virginia 3/28/2014
B
Michigan 4/27/2006
B
Wisconsin 6/13/2006
B
Minnesota 5/17/2006

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HIGHPOINT PLANNING PARTNERS (CRD#:316636)
1717 North Naper Boulevard Suite 200, Naperville, IL 60563
Registered with this firm since 12/17/2021
B
LPL FINANCIAL LLC (CRD#:6413)
1717 N NAPER BLVD STE 200, NAPERVILLE, IL 60563-8837
Registered with this firm since 4/27/2006
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/12/2013 - 12/31/2021 HIGHPOINT PLANNING PARTNERS (CRD#:163768) NAPERVILLE, IL
IA
 04/27/2006 - 10/06/2020 LPL FINANCIAL LLC (CRD#:6413) NAPERVILLE, IL
IA
 01/21/2003 - 05/09/2006 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) NAPERVILLE, IL
B
 01/13/2003 - 05/09/2006 NATIONAL PLANNING CORPORATION (CRD#:29604) NAPERVILE, IL
IA
 12/28/2000 - 01/21/2003 A. G. EDWARDS & SONS, INC. (CRD#:4) CHICAGO, IL
B
 05/17/1999 - 01/21/2003 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.