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Detailed Report
ROBERT LEE VAUGHN
ROBERT LEE VAUGHN JR
CRD#: 3023126
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 2941 SUNRISE BLVD
STE 260-C
RANCHO CORDOVA, CA 95742
Registration History
20002002200420062008201020122014201620182020202220242026IAPRIMERICA ADVISORS (CRD# 10111)2017 - Present (7 years)BPFS INVESTMENTS INC. (CRD# 10111)2008 - Present (17 years)BPFS INVESTMENTS INC. (CRD# 10111)2006 - 2007 (1 year)BPFS INVESTMENTS INC. (CRD# 10111)1999 - 2005 (6 years)
Disclosure(s)
View By:
6/29/2020
Financial
Final
6/11/2020
Financial
Final
6/8/2020
Financial
Final
License(s)

State Registrations

B
California 1/22/2008
B
Florida 3/17/2021
IA
California 10/24/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
2941 SUNRISE BLVD STE 260-C, RANCHO CORDOVA, CA 95742
Registered with this firm since 10/24/2017
B
PFS INVESTMENTS INC. (CRD#:10111)
2941 SUNRISE BLVD STE 260-C, RANCHO CORDOVA, CA 95742
Registered with this firm since 1/22/2008
Previous Registration(s)
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B
 06/07/2006 - 12/31/2007 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
B
 09/13/1999 - 12/31/2005 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.