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Detailed Report
JAMES DAVID WALKER
DAVE WALKER, DAVID WALKER, JAMES D WALKER
CRD#: 3020966
IA
Investment Adviser
KENDALL CAPITAL MANAGEMENTCRD#: 134740 2000 TOWER OAKS BOULEVARD
SUITE 240
ROCKVILLE, MD 20852
Registration History
20122014201620182020202220242026IAKENDALL CAPITAL MANAGEMENT (CRD# 134740)2022 - Present (2 years)IAMCKINLEY CARTER WEALTH SERVICE... (CRD# 135184)2014 - 2022 (8 years)IAYELLOWWOOD FINANCIAL ADVISORS,... (CRD# 121426)2012 - 2014 (1 year)
License(s)

State Registrations

IA
Maryland 7/11/2022
Current Registration(s)
IA
KENDALL CAPITAL MANAGEMENT (CRD#:134740)
2000 TOWER OAKS BOULEVARD SUITE 240, ROCKVILLE, MD 20852
Registered with this firm since 7/11/2022
Previous Registration(s)
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IA
 02/04/2014 - 07/15/2022 MCKINLEY CARTER WEALTH SERVICES, INC. (CRD#:135184) GAITHERSBURG, MD
IA
 12/13/2012 - 05/21/2014 YELLOWWOOD FINANCIAL ADVISORS, INC. (CRD#:121426) GAITHERSBURG, MD
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.