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Detailed Report
SILVIA ALICIA AVILES
SILVIA AVILES
CRD#: 3020559
IA
Investment Adviser
B
Broker
WESTERN GROWERS FINANCIAL SERVICESCRD#: 115115 15525 Sand Canyon
IRVINE, CA 92618
Registration History
2014201520162017201820192020202120222023202420252026IAWESTERN GROWERS FINANCIAL SERVICES (CRD# 115115)2015 - Present (10 years)BWESTERN GROWERS FINANCIAL SERV... (CRD# 115115)2014 - Present (10 years)
Disclosure(s)
View By:
6/7/2019
Financial
Final
License(s)

State Registrations

B
Arizona 1/27/2015
B
Colorado 9/3/2014
IA
Arizona 2/24/2015
B
Maryland 9/3/2014
B
California 1/27/2015
B
Oregon 1/27/2015
IA
California 2/11/2015
B
Washington 1/27/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTERN GROWERS FINANCIAL SERVICES (CRD#:115115)
15525 Sand Canyon, IRVINE, CA 92618
Registered with this firm since 2/11/2015
B
WESTERN GROWERS FINANCIAL SERVICES, INC. (CRD#:115115)
15525 Sand Canyon, IRVINE, CA 92618
Registered with this firm since 9/3/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.