Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
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Detailed Report
FARID NADJIBI
CRD#: 3020299
IA
Investment Adviser
FARID CONSULTINGCRD#: 329705 GREENBRAE, CA
Registration History
2002200420062008201020122014201620182020202220242026IAFARID CONSULTING (CRD# 329705)2024 - Present (<1 year)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2001 - 2002 (<1 year)
License(s)

State Registrations

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California 6/13/2024
Current Registration(s)
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FARID CONSULTING (CRD#:329705)
GREENBRAE, CA
Registered with this firm since 6/13/2024
Previous Registration(s)
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 11/01/2001 - 05/02/2002 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.