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Detailed Report
GREGORY BRIAN NELSON
GREG NELSON
CRD#: 3019785
IA
Investment Adviser
B
Broker
STRATEGIC ASSET MANAGEMENT LLC.CRD#: 306384 2434 SUPERIOR DRIVE NW
SUITE 101
ROCHESTER, MN 55901
PEAK BROKERAGE SERVICES, LLCCRD#: 157045 2434 Superior Dr NW
Suite 101
Rochester, MN 55901
Registration History
20002002200420062008201020122014201620182020202220242026IASTRATEGIC ASSET MANAGEMENT LLC. (CRD# 306384)2023 - Present (2 years)IASTAR CAPITAL INC. (CRD# 171057)2014 - Present (10 years)BPEAK BROKERAGE SERVICES, LLC (CRD# 157045)2015 - Present (9 years)BNEXT FINANCIAL GROUP, INC. (CRD# 46214)2009 - 2015 (6 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2000 - 2009 (8 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2000 - 2006 (5 years)BDAIN RAUSCHER INCORPORATED (CRD# 31194)2000 - 2000 (<1 year)IANEXT FINANCIAL GROUP, INC. (CRD# 46214)2013 - 2015 (2 years)
License(s)

State Registrations

B
Arizona 10/8/2015
B
Nebraska 10/8/2015
B
Iowa 10/8/2015
B
Texas 1/2/2019
IA
Minnesota 7/1/2014
IA
Texas 2/17/2022
B
Minnesota 10/8/2015
B
Wisconsin 10/8/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STRATEGIC ASSET MANAGEMENT LLC. (CRD#:306384)
2434 SUPERIOR DRIVE NW SUITE 101, ROCHESTER, MN 55901
Registered with this firm since 2/6/2023
IA
STAR CAPITAL INC. (CRD#:171057)
200 SOUTHDALE CENTER, EDINA, MN 55435
Registered with this firm since 7/1/2014
B
PEAK BROKERAGE SERVICES, LLC (CRD#:157045)
2434 Superior Dr NW Suite 101, Rochester, MN 55901
Registered with this firm since 10/8/2015
Previous Registration(s)
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IA
 02/21/2013 - 10/08/2015 NEXT FINANCIAL GROUP, INC. (CRD#:46214) ROCHESTER, MN
B
 02/05/2009 - 10/08/2015 NEXT FINANCIAL GROUP, INC. (CRD#:46214) ROCHESTER, MN
B
 11/17/2000 - 02/09/2009 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ROCHESTER, MN
B
 11/17/2000 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
 05/25/2000 - 09/06/2000 DAIN RAUSCHER INCORPORATED (CRD#:31194) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.