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Detailed Report
KIMIKO INOUE
KIMIKO DRAYTON
CRD#: 3018630
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 3753 Howard Hughes Parkway
Suite 200
Las Vegas, NV 89169
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 3753 HOWARD HUGHES PARKWAY
SUITE 200
LAS VEGAS, NV 89169
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2013 (4 years)2 FIRMS2013 - 2016 (2 years)2 FIRMS2016 - Present (9 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1998 - 2009 (11 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2009 (2 years)
License(s)

State Registrations

B
Arizona 3/15/2016
B
Nevada 1/20/2017
B
California 1/15/2016
IA
Nevada 8/28/2018
IA
California 1/22/2016
B
New Jersey 12/27/2018
B
Florida 1/15/2016
B
New York 1/15/2016
B
Hawaii 1/15/2016
B
Virginia 1/15/2016
B
Massachusetts 3/16/2023
B
Wyoming 1/15/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
3753 Howard Hughes Parkway Suite 200, Las Vegas, NV 89169
Registered with this firm since 1/22/2016
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
3753 HOWARD HUGHES PARKWAY SUITE 200, LAS VEGAS, NV 89169
Registered with this firm since 1/15/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/31/2013 - 01/22/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LONG BEACH, CA
B
 05/31/2013 - 01/22/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LONG BEACH, CA
IA
 06/01/2009 - 06/26/2013 MORGAN STANLEY (CRD#:149777) LOS ANGELES, CA
B
 06/01/2009 - 06/26/2013 MORGAN STANLEY (CRD#:149777) LOS ANGELES, CA
IA
 11/27/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DAVIE, FL
B
 03/25/1998 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DAVIE, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.