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DOUGLAS KEITH WOODWARD
CRD#: 3018072
IA
B
TD PRIVATE CLIENT WEALTH LLCCRD#: 164484 4061 Powder Mill Road
Suite 420
Calverton, MD 20705
Suite 420
Calverton, MD 20705
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
Delaware 3/1/2017
B
Massachusetts 2/24/2021
IA
Delaware 3/6/2017
IA
Massachusetts 3/2/2021
B
District of Columbia 2/24/2021
B
North Carolina 10/31/2024
IA
District of Columbia 3/2/2021
IA
North Carolina 10/31/2024
B
Florida 2/27/2018
B
Pennsylvania 2/24/2021
IA
Florida 3/8/2018
IA
Pennsylvania 2/24/2021
B
Illinois 3/1/2017
B
South Carolina 2/18/2025
IA
Illinois 3/1/2017
IA
South Carolina 2/18/2025
B
Iowa 6/23/2023
B
Texas 7/26/2023
IA
Iowa 6/23/2023
IA
Texas 7/26/2023
B
Maryland 2/22/2017
B
Virginia 2/22/2017
IA
Maryland 2/22/2017
IA
Virginia 2/22/2017
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 2/22/2017
B
Registered with this firm since 2/22/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/17/2008 - 02/08/2017 | BALTIMORE, MD | |
B | 04/10/2008 - 02/08/2017 | BALTIMORE, MD | |
IA | 03/21/2003 - 03/19/2008 | BALTIMORE, MD | |
B | 05/07/2001 - 03/19/2008 | BALTIMORE, MD | |
B | 03/13/1998 - 03/21/2001 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.