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CHARLES RIENALDO GARCIA JR
CRD#: 3017415
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Investment Adviser
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Previous Broker
PAX FINANCIAL GROUPCRD#: 284164 270 NORTH LOOP 1604 EAST
SUITE 200
SAN ANTONIO, TX 78232
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2002 (2 years)2 FIRMS2002 - 2007 (5 years)2 FIRMS2007 - 2010 (3 years)2 FIRMS2011 - 2014 (3 years)2 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - 2019 (<1 year)IAPAX FINANCIAL GROUP (CRD# 284164)2019 - Present (6 years)BVAN KAMPEN FUNDS INC. (CRD# 6939)1998 - 1999 (1 year)
License(s)

State Registrations

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Texas 2/7/2019

Current Registration(s)
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PAX FINANCIAL GROUP (CRD#:284164)
270 NORTH LOOP 1604 EAST SUITE 200, SAN ANTONIO, TX 78232
Registered with this firm since 2/7/2019

Previous Registration(s)
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01/08/2018 - 01/04/2019 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
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05/17/2018 - 01/04/2019 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
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09/09/2016 - 05/21/2018 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
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08/30/2016 - 01/08/2018 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) SAN ANTONIO, TX
IA
03/22/2011 - 09/16/2014 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) SAN ANTONIO, TX
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03/22/2011 - 09/16/2014 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
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10/05/2007 - 12/22/2010 LPL FINANCIAL CORPORATION (CRD#:6413) CYPRESS, TX
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10/05/2007 - 12/22/2010 LPL FINANCIAL CORPORATION (CRD#:6413) CYPRESS, TX
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06/17/2002 - 10/09/2007 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) HOUSTON, TX
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06/17/2002 - 10/09/2007 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
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09/28/1999 - 07/03/2002 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
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09/28/1999 - 07/03/2002 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
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05/01/1998 - 07/29/1999 VAN KAMPEN FUNDS INC. (CRD#:6939) HOUSTON, TX
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.