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GREG CROSBY WELLS
GREGORY C WELLS
CRD#: 3016841
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 2100 PENNSYLVANIA AVENUE NW
SUITE 810N
WASHINGTON, DC 20037
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2020 (12 years)2 FIRMS2020 - Present (4 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2000 - 2007 (7 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1999 - 2000 (1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1998 - 1999 (1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2004 - 2007 (3 years)
Disclosure(s)
View By:
10/15/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Arkansas 6/18/2020

B
Massachusetts 6/18/2020

B
California 6/18/2020

B
Michigan 6/18/2020

B
Colorado 6/18/2020

B
Minnesota 6/18/2020

B
Delaware 5/9/2023

B
Missouri 6/18/2020

B
District of Columbia 6/18/2020

B
New Jersey 6/18/2020

IA
District of Columbia 4/1/2022

B
New York 6/18/2020

B
Florida 6/18/2020

B
North Carolina 6/18/2020

B
Hawaii 2/3/2021

B
Pennsylvania 6/18/2020

B
Indiana 7/9/2021

B
South Carolina 6/18/2020

B
Kentucky 6/1/2022

B
Texas 6/18/2020

B
Maine 9/14/2020

IA
Texas 6/18/2020

B
Maryland 6/18/2020

B
Virginia 6/24/2020

IA
Maryland 6/18/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
2100 PENNSYLVANIA AVENUE NW SUITE 810N, WASHINGTON, DC 20037
Potomac, MD
Registered with this firm since 6/18/2020

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
2100 PENNSYLVANIA AVENUE NW SUITE 810N, WASHINGTON, DC 20037
Potomac, MD
Registered with this firm since 6/18/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/29/2007 - 06/23/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BETHESDA, MD
B
11/29/2007 - 06/23/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BETHESDA, MD
IA
01/09/2004 - 11/30/2007 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) CENTREVILLE, VA
B
09/11/2000 - 11/30/2007 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) CENTREVILLE, VA
B
05/08/1999 - 09/29/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
03/30/1998 - 03/10/1999 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.