• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MICHAEL THOMAS SAUSLEY
CRD#: 3016327
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2929 ALLEN PARKWAY
HOUSTON, TX 77019
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2003 (5 years)2 FIRMS2003 - 2006 (3 years)2 FIRMS2006 - 2009 (2 years)2 FIRMS2015 - 2015 (<1 year)IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2016 - Present (8 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2015 - Present (9 years)
Disclosure(s)
View By:
4/28/2017
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 6/18/2015

B
Missouri 6/18/2015

B
California 6/18/2015

B
New Jersey 6/18/2015

B
Colorado 6/18/2015

B
New York 6/18/2015

B
Connecticut 6/18/2015

B
North Carolina 6/19/2015

B
Florida 6/18/2015

B
Ohio 6/19/2015

B
Georgia 6/18/2015

B
Oregon 6/18/2015

B
Illinois 6/18/2015

B
Pennsylvania 6/18/2015

B
Indiana 6/18/2015

B
South Carolina 6/18/2015

B
Kansas 6/18/2015

B
Texas 5/18/2015

B
Louisiana 6/18/2015

IA
Texas 8/22/2016

B
Maryland 6/18/2015

B
Virginia 6/18/2015

B
Massachusetts 6/18/2015

B
Washington 6/18/2015

B
Michigan 6/18/2015

B
Wisconsin 6/18/2015

B
Minnesota 6/18/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2929 ALLEN PARKWAY, HOUSTON, TX 77019
Registered with this firm since 8/22/2016

B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2929 ALLEN PARKWAY, HOUSTON, TX 77019
Registered with this firm since 5/11/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/26/2015 - 09/21/2015 SAGEPOINT FINANCIAL, INC. (CRD#:133763) Houston, TX
B
06/26/2015 - 09/21/2015 SAGEPOINT FINANCIAL, INC. (CRD#:133763) Houston, TX
IA
10/27/2006 - 05/07/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) THE WOODLANDS, TX
B
10/27/2006 - 05/07/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) THE WOODLANDS, TX
IA
07/01/2003 - 10/31/2006 WACHOVIA SECURITIES, LLC (CRD#:19616) HOUSTON, TX
B
07/01/2003 - 10/31/2006 WACHOVIA SECURITIES, LLC (CRD#:19616) HOUSTON, TX
IA
04/09/1998 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) HOUSTON, TX
B
04/07/1998 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.