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Detailed Report
HEIDI LYNN ETZWEILER JONES
HEIDI LYNN ETZWEILER, HEIDI JONES
CRD#: 3015345
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 20 Montchanin Road
Suite 120
Greenville, DE 19807
Registration History
200620082010201220142016201820202022202420262 FIRMS2016 - Present (9 years)BMORGAN STANLEY (CRD# 149777)2009 - 2016 (6 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2009 (3 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)2005 - 2006 (<1 year)IAMORGAN STANLEY (CRD# 149777)2011 - 2016 (4 years)
License(s)

State Registrations

B
Delaware 3/31/2016
IA
Texas 3/31/2016
B
Texas 3/31/2016

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
20 Montchanin Road Suite 120, Greenville, DE 19807
Registered with this firm since 3/31/2016
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
20 Montchanin Road Suite 120, Greenville, DE 19807
Registered with this firm since 3/31/2016
Previous Registration(s)
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IA
 06/23/2011 - 04/19/2016 MORGAN STANLEY (CRD#:149777) WILMINGTON, DE
B
 06/01/2009 - 04/19/2016 MORGAN STANLEY (CRD#:149777) WILMINGTON, DE
B
 02/22/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) GREENVILLE, DE
B
 03/16/2005 - 02/27/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.