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MEHRDAD MICHAEL FARHAT
MICHAEL FARHAT
CRD#: 3015275
IA
Investment Adviser
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Previous Broker
OPES CAPITAL GROUP, LLCCRD#: 166106 9454 WILSHIRE BLVD
SUITE 803
BEVERLY HILLS, CA 90210
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2005 (2 years)2 FIRMS2005 - 2010 (4 years)2 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - 2013 (1 year)IAOPES CAPITAL GROUP, LLC (CRD# 166106)2013 - Present (11 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - 2002 (3 years)
Disclosure(s)
View By:
5/7/2014
Regulatory
Final
4/9/2012
Employment Separation After Allegations
License(s)

State Registrations

IA
California 8/21/2013

Current Registration(s)
IA
OPES CAPITAL GROUP, LLC (CRD#:166106)
9454 WILSHIRE BLVD SUITE 803, BEVERLY HILLS, CA 90210
Registered with this firm since 8/21/2013

Previous Registration(s)
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IA
04/17/2012 - 08/05/2013 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) SAN DIEGO, CA
B
04/11/2012 - 07/30/2013 FIRST ALLIED SECURITIES, INC. (CRD#:32444) BEVERLY HILLS, CA
IA
04/27/2010 - 05/04/2012 LPL FINANCIAL LLC (CRD#:6413) BEVERLY HILLS, CA
B
04/23/2010 - 05/04/2012 LPL FINANCIAL LLC (CRD#:6413) BEVERLY HILLS, CA
IA
08/15/2005 - 05/04/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CENTURY CITY, CA
B
08/15/2005 - 05/04/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CENTURY CITY, CA
IA
12/04/2002 - 08/29/2005 MORGAN STANLEY (CRD#:7556) BEVERLY HLS, CA
B
12/04/2002 - 08/29/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
07/15/1999 - 12/02/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.