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WILLIAM PETER GEORGE JR
WILLIAM P (JR) GEORGE
CRD#: 3014523
IA
B
WELLS FARGO ADVISORSCRD#: 19616 461 FROM RD STE 101
PARAMUS, NJ 07652
PARAMUS, NJ 07652
0
Disclosures
27
Years of Experience
View By:
State Registrations
B
Arkansas 6/28/2016
B
New Jersey 8/21/2006
B
Florida 11/27/2017
IA
New Jersey 8/21/2006
B
Georgia 5/1/2024
B
New York 10/24/2016
B
Massachusetts 6/27/2016
B
Rhode Island 11/15/2018
B
Minnesota 11/15/2018
B
Utah 6/27/2016
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 8/21/2006
B
Registered with this firm since 8/21/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/10/2003 - 08/29/2006 | RED BANK, NJ | |
B | 11/19/2002 - 08/29/2006 | RED BANK, NJ | |
IA | 04/29/2003 - 07/10/2003 | MIDDLETOWN, NJ | |
B | 03/18/1998 - 11/08/2002 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.