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Detailed Report
MICHAEL DEAN LISLE
MIKE LISLE
CRD#: 3014232
IA
Investment Adviser
B
Broker
INTEGRITY ALLIANCE, LLCCRD#: 139627 185 W Pine St
Platteville, WI 53818
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2020 - Present (5 years)BMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)1998 - 2020 (22 years)IAMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)2007 - 2020 (13 years)IAMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)2005 - 2005 (<1 year)
Disclosure(s)
View By:
4/14/2020
Customer Dispute
Denied
5/21/2004
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 3/26/2020
B
Missouri 3/26/2020
B
California 3/26/2020
B
Montana 10/21/2020
B
Colorado 3/26/2020
B
Nebraska 3/26/2020
B
Florida 3/26/2020
B
North Carolina 12/14/2022
B
Illinois 3/26/2020
B
Pennsylvania 12/22/2021
B
Iowa 3/26/2020
B
Texas 2/10/2022
B
Kansas 7/15/2021
B
Wisconsin 3/26/2020
B
Michigan 1/28/2021
IA
Wisconsin 3/26/2020
B
Minnesota 4/24/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INTEGRITY ALLIANCE, LLC (CRD#:139627)
185 W Pine St, Platteville, WI 53818
Registered with this firm since 3/26/2020
B
INTEGRITY ALLIANCE, LLC. (CRD#:139627)
185 W Pine St, Platteville, WI 53818
Registered with this firm since 3/26/2020
Previous Registration(s)
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IA
 01/05/2007 - 03/05/2020 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) PLATTEVILLE, WI
B
 03/25/1998 - 03/05/2020 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) PLATTEVILLE, WI
IA
 09/21/2005 - 09/21/2005 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) PLATTEVILLE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.