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Detailed Report
BARBARA PAULINE RICHLEY
CRD#: 3013952
IA
Investment Adviser
ONEDIGITAL INVESTMENT ADVISORSCRD#: 106766 3523 N. Elm Street
Suite 114
Greensboro, NC 27455
Registration History
20062008201020122014201620182020202220242026IAONEDIGITAL INVESTMENT ADVISORS (CRD# 106766)2024 - Present (1 year)IATRIAD FINANCIAL ADVISORS, INC. (CRD# 118583)2010 - 2023 (13 years)IAAXA ADVISORS, LLC (CRD# 6627)2007 - 2008 (1 year)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2006 - 2007 (<1 year)
Disclosure(s)
View By:
3/13/2012
Judgment / Lien
7/1/2009
Judgment / Lien
License(s)

State Registrations

IA
North Carolina 2/7/2024
Current Registration(s)
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ONEDIGITAL INVESTMENT ADVISORS (CRD#:106766)
3523 N. Elm Street Suite 114, Greensboro, NC 27455
Registered with this firm since 2/7/2024
Previous Registration(s)
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 06/04/2010 - 12/11/2023 TRIAD FINANCIAL ADVISORS, INC. (CRD#:118583) GREENSBORO, NC
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 05/08/2007 - 08/01/2008 AXA ADVISORS, LLC (CRD#:6627) HIGH POINT, NC
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 05/18/2006 - 01/17/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) GREENSBORO, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.