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Detailed Report
DANA ELAINE FRANCO-YOUNG
CRD#: 3013692
IA
Investment Adviser
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Previous Broker
SAGE RHINO CAPITAL LLCCRD#: 290148 Federal Way, WA
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2002 (1 year)2 FIRMS2003 - 2017 (14 years)IASAGE RHINO CAPITAL LLC (CRD# 290148)2017 - Present (7 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - 2000 (1 year)
License(s)

State Registrations

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Washington 11/15/2024
Current Registration(s)
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SAGE RHINO CAPITAL LLC (CRD#:290148)
Federal Way, WA
Registered with this firm since 12/15/2017
Previous Registration(s)
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 01/13/2003 - 12/19/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MENLO PARK, CA
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 01/13/2003 - 12/19/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MENLO PARK, CA
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 12/27/2000 - 06/20/2002 SALOMON SMITH BARNEY INC. (CRD#:7059) PALO ALTO, CA
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 12/18/2000 - 06/20/2002 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
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 08/18/1999 - 12/14/2000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.