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Detailed Report
JOSEPH CHARLES CARNLEY JR
JOE CARNLEY JR, JOJO CARNLEY, JOSEPH C CARNLEY, JOSEPH CHARLES CARNLEY
CRD#: 3013678
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 100 SAWGRASS CORNERS DR
PONTE VEDRA BEACH, FL 32082
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 100 SAWGRASS CORNERS DR
PONTE VEDRA BEACH, FL 32082
Registration History
199820002002200420062008201020122014201620182020202220242026IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)1999 - Present (25 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 1998 (<1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)1999 - 2016 (17 years)
Disclosure(s)
View By:
9/20/2013
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 9/4/2018
B
Mississippi 11/21/2022
B
Arizona 5/2/2017
B
Missouri 1/17/2023
B
California 4/4/2024
B
New Jersey 1/3/2007
B
Colorado 2/28/2023
B
New Mexico 6/24/2020
B
Connecticut 3/9/2018
B
New York 4/8/2019
B
District of Columbia 3/6/2020
B
North Carolina 5/17/2006
B
Florida 7/29/1999
B
Ohio 4/5/2019
IA
Florida 8/24/2016
B
Oklahoma 8/10/2023
B
Georgia 2/4/2000
B
Oregon 3/2/2023
B
Illinois 6/10/2019
B
Pennsylvania 7/9/2012
B
Indiana 2/2/2012
B
South Carolina 1/11/2008
B
Iowa 10/6/2020
B
Tennessee 3/19/2013
B
Kentucky 3/26/2021
B
Texas 5/17/2006
B
Louisiana 1/18/2023
IA
Texas 5/12/2017
B
Maine 5/7/2019
B
Vermont 4/5/2019
B
Maryland 4/10/2019
B
Virginia 5/3/2018
B
Massachusetts 4/8/2019
B
Washington 10/17/2024
B
Michigan 1/18/2022
B
West Virginia 3/16/2016
B
Minnesota 6/28/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
100 SAWGRASS CORNERS DR, PONTE VEDRA BEACH, FL 32082
Registered with this firm since 8/24/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
100 SAWGRASS CORNERS DR, PONTE VEDRA BEACH, FL 32082
JACKSONVILLE, FL
Registered with this firm since 7/23/1999
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/29/1999 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) JACKSONVILLE, FL
B
 03/19/1998 - 09/01/1998 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.