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ANTHONY MONA
CRD#: 3013527
IA
B
SPARTAN WEALTH MANAGEMENTCRD#: 331719 32600 TELEGRAPH ROAD
SUITE 200
BINGHAM FARMS, MI 48025
SUITE 200
BINGHAM FARMS, MI 48025
CADARET, GRANT & CO., INC.CRD#: 10641 Birmingham, MI
0
Disclosures
27
Years of Experience
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State Registrations
B
Alabama 8/23/2022
B
Nevada 8/12/2022
B
Arizona 8/12/2022
B
New York 8/12/2022
B
California 8/12/2022
B
North Carolina 8/12/2022
B
Colorado 8/12/2022
B
Ohio 8/12/2022
B
Florida 8/12/2022
B
Pennsylvania 8/12/2022
B
Georgia 8/12/2022
B
Rhode Island 8/12/2022
B
Illinois 8/12/2022
B
South Carolina 8/12/2022
B
Indiana 8/12/2022
B
Tennessee 9/12/2024
B
Iowa 8/12/2022
B
Texas 8/12/2022
B
Michigan 8/12/2022
IA
Texas 8/12/2022
IA
Michigan 8/12/2022
B
Virginia 8/12/2022
B
Minnesota 8/12/2022
B
Wisconsin 8/12/2022
B
Missouri 8/12/2022
SRO Registrations
B
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IA
Registered with this firm since 11/19/2024
IA
Registered with this firm since 8/12/2022
B
Registered with this firm since 8/12/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/08/2010 - 08/23/2022 | FARMINGTON HILLS, MI | |
B | 10/05/2007 - 08/23/2022 | FARMINGTON HILLS, MI | |
B | 08/02/2002 - 10/16/2007 | FARMINGTON, MI | |
B | 03/05/1998 - 08/06/2002 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.