Individual Firm
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ROBERT MICHAEL TWARDOS
ROBERT M TWARDOS
CRD#: 3013083
IA
B
MORGAN STANLEYCRD#: 149777 2400 Lakeview Parkway Suite 300
Alpharetta, GA 30009
Alpharetta, GA 30009
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
Alabama 6/1/2009
B
Nevada 6/1/2009
B
Arizona 8/25/2016
B
New Jersey 6/1/2009
B
California 4/19/2012
B
New York 6/1/2009
B
Colorado 7/29/2024
B
North Carolina 6/1/2009
B
Florida 6/1/2009
B
Ohio 4/18/2023
B
Georgia 6/1/2009
B
Pennsylvania 11/9/2018
IA
Georgia 6/1/2009
B
South Carolina 6/11/2009
B
Hawaii 2/28/2014
B
Tennessee 11/9/2018
B
Idaho 8/13/2021
B
Texas 6/1/2009
B
Illinois 2/2/2010
IA
Texas 6/1/2009
B
Indiana 2/17/2010
B
Utah 5/21/2024
B
Maryland 7/26/2024
B
Virginia 11/2/2023
B
Michigan 6/5/2023
B
Washington 6/1/2009
B
Minnesota 4/14/2016
B
West Virginia 11/1/2023
B
Mississippi 5/21/2024
B
Wisconsin 6/27/2014
B
Missouri 11/16/2015
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/01/2008 - 06/01/2009 | ALPHARETTA, GA | |
B | 08/01/2008 - 06/01/2009 | ALPHARETTA, GA | |
IA | 05/18/2000 - 08/05/2008 | ALPHARETTA, GA | |
B | 04/07/1998 - 08/05/2008 | ALPHARETTA, GA |
ALPHARETTA, GA
05/18/2000 - 08/05/2008
ALPHARETTA, GA
04/07/1998 - 08/05/2008
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.