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Detailed Report
JASON MARCUS ALLEN
JASON M ALLEN
CRD#: 3013080
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2613 EASTCHESTER DR
HIGH POINT, NC 27265
Registration History
199820002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2006 - Present (18 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2004 - Present (21 years)BWACHOVIA SECURITIES, INC. (CRD# 19616)2000 - 2003 (2 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1998 - 2000 (2 years)
License(s)

State Registrations

B
North Carolina 4/7/2004
B
Virginia 11/3/2005
IA
North Carolina 7/17/2006

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2613 EASTCHESTER DR, HIGH POINT, NC 27265
Registered with this firm since 7/17/2006
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2613 EASTCHESTER DR, HIGH POINT, NC 27265
Registered with this firm since 4/7/2004
Previous Registration(s)
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B
 10/01/2000 - 02/21/2003 WACHOVIA SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
 03/10/1998 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.