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Detailed Report
DENIS JOHN MCCARTAN
DENIS MCCARTAN
CRD#: 3012576
IA
Investment Adviser
B
Broker
ORION PORTFOLIO SOLUTIONS, LLCCRD#: 107975 1055 Westlakes Drive
Suite 250
Berwyn, PA 19312
BRINKER CAPITAL SECURITIES, LLCCRD#: 38123 1055 WESTLAKES DRIVE
SUITE 250
BERWYN, PA 19312
Registration History
19952000200520102015202020252 FIRMS2004 - 2005 (1 year)IAORION PORTFOLIO SOLUTIONS, LLC (CRD# 107975)2023 - Present (2 years)BBRINKER CAPITAL SECURITIES, LLC (CRD# 38123)2005 - Present (20 years)BCMS INVESTMENT RESOURCES, INC. (CRD# 10102)2002 - 2004 (1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1998 - 1999 (<1 year)IAORION PORTFOLIO SOLUTIONS, LLC (CRD# 125446)2022 - 2023 (1 year)IABRINKER CAPITAL INVESTMENTS, LLC. (CRD# 107975)2020 - 2021 (1 year)IABRINKER CAPITAL INC (CRD# 111743)2007 - 2020 (13 years)
Disclosure(s)
View By:
6/12/1993
Criminal
Final Disposition
License(s)

State Registrations

IA
Nebraska 1/26/2023
B
Pennsylvania 2/22/2005

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ORION PORTFOLIO SOLUTIONS, LLC (CRD#:107975)
1055 Westlakes Drive Suite 250, Berwyn, PA 19312
Registered with this firm since 1/26/2023
B
BRINKER CAPITAL SECURITIES, LLC (CRD#:38123)
1055 WESTLAKES DRIVE SUITE 250, BERWYN, PA 19312
Registered with this firm since 2/22/2005
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/10/2022 - 01/06/2023 ORION PORTFOLIO SOLUTIONS, LLC (CRD#:125446) Berwyn, PA
IA
 10/19/2020 - 12/31/2021 BRINKER CAPITAL INVESTMENTS, LLC. (CRD#:107975) BERWYN, PA
IA
 10/29/2007 - 10/16/2020 BRINKER CAPITAL INC (CRD#:111743) BERWYN, PA
B
 02/11/2004 - 02/16/2005 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 02/11/2004 - 02/16/2005 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
 08/27/2002 - 02/10/2004 CMS INVESTMENT RESOURCES, INC. (CRD#:10102) WYNNEWOOD, PA
B
 05/14/1998 - 03/12/1999 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.