Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
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Detailed Report
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - Present (27 years)
Disclosure(s)
View By:
4/2/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 2/17/2023
B
Minnesota 6/1/1998
B
Arkansas 8/20/2024
B
Mississippi 1/2/2024
B
California 9/13/2005
B
Montana 11/9/2021
B
Colorado 4/29/2013
B
Nebraska 12/1/2017
B
Florida 8/31/2004
B
Oklahoma 3/27/2024
B
Georgia 4/20/2012
B
Tennessee 2/22/2019
B
Illinois 3/14/2005
B
Texas 8/31/2015
B
Indiana 1/2/2024
IA
Texas 2/20/2019
B
Iowa 1/6/2016
B
Washington 1/1/1999
B
Kansas 7/23/2012
B
Wisconsin 3/30/1998
B
Maryland 11/12/2013
IA
Wisconsin 3/30/1998
B
Michigan 3/3/2009
B
Wyoming 9/23/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
617 W BLODGETT ST, MARSHFIELD, WI 54449
Registered with this firm since 3/30/1998
B
EDWARD JONES (CRD#:250)
617 W BLODGETT ST, MARSHFIELD, WI 54449
Registered with this firm since 3/24/1998
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.