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Detailed Report
DAVID B MOSKOVITZ
DAVID BRIAN MOSKOVITZ
CRD#: 3011894
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 2 NORTH STATE STREET
NEWTON, PA 18940
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2004 - 2007 (3 years)BNEW ENGLAND SECURITIES (CRD# 615)1998 - 2004 (6 years)
License(s)

State Registrations

B
California 9/23/2010
B
Massachusetts 7/31/2007
IA
California 11/11/2014
IA
Massachusetts 8/15/2007
B
Colorado 1/17/2014
B
Mississippi 10/28/2023
IA
Colorado 1/17/2014
IA
Mississippi 10/31/2023
B
Connecticut 10/13/2015
B
New Jersey 7/31/2007
IA
Connecticut 10/13/2015
IA
New Jersey 8/10/2007
B
Delaware 5/21/2013
B
New York 7/31/2007
IA
Delaware 5/21/2013
IA
New York 4/16/2021
B
District of Columbia 12/8/2014
B
North Carolina 6/28/2011
IA
District of Columbia 12/15/2014
IA
North Carolina 4/28/2015
B
Florida 9/19/2008
B
Oregon 9/7/2007
IA
Florida 9/23/2008
IA
Oregon 4/29/2011
B
Georgia 7/27/2022
B
Pennsylvania 7/31/2007
IA
Georgia 8/1/2022
IA
Pennsylvania 4/5/2011
B
Illinois 7/31/2007
B
South Carolina 6/17/2011
IA
Illinois 4/10/2012
B
Washington 4/14/2014
B
Louisiana 1/5/2024
B
West Virginia 2/14/2019
IA
Louisiana 1/5/2024
IA
West Virginia 2/19/2019
B
Maryland 7/31/2007
B
Wisconsin 5/22/2018
IA
Maryland 10/9/2007
IA
Wisconsin 5/25/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
2 NORTH STATE STREET, NEWTON, PA 18940
Registered with this firm since 8/10/2007
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
2 NORTH STATE STREET, NEWTON, PA 18940
Registered with this firm since 7/31/2007
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 04/08/2004 - 07/19/2007 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) WEST CHESTER, PA
B
 03/30/1998 - 04/05/2004 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.