Individual Firm
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MICHAEL ARI GABAY
MICHAEL A GABAY
CRD#: 3009904
IA
B
MORGAN STANLEYCRD#: 149777 340 Mount Kemble Avenue
Morristown, NJ 07960
Morristown, NJ 07960
0
Disclosures
27
Years of Experience
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State Registrations
B
Alabama 11/19/2024
B
Montana 11/19/2024
B
Arizona 12/8/2016
B
New Hampshire 1/9/2024
B
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 6/22/2009
IA
New Jersey 6/1/2009
B
Connecticut 6/1/2009
B
New Mexico 9/21/2021
B
Delaware 6/28/2021
B
New York 6/1/2009
B
District of Columbia 10/16/2017
B
North Carolina 6/1/2009
B
Florida 6/1/2009
B
Ohio 3/28/2018
B
Georgia 1/31/2018
B
Oregon 3/24/2021
B
Hawaii 11/19/2024
B
Pennsylvania 6/1/2009
B
Idaho 11/14/2024
B
Puerto Rico 11/19/2024
B
Illinois 1/31/2018
B
Rhode Island 6/1/2009
B
Indiana 4/26/2021
B
South Carolina 3/26/2018
B
Kansas 2/7/2022
B
Tennessee 2/10/2021
B
Kentucky 6/1/2009
B
Texas 6/1/2009
B
Louisiana 12/12/2022
IA
Texas 4/2/2020
B
Maine 3/26/2021
B
Utah 12/12/2022
B
Maryland 6/1/2009
B
Vermont 6/15/2009
B
Massachusetts 6/1/2009
B
Virginia 6/1/2009
B
Michigan 4/20/2015
B
Washington 12/12/2022
B
Minnesota 1/5/2021
B
Wisconsin 1/5/2021
B
Missouri 12/12/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/02/2004 - 06/01/2009 | FLORHAM PARK, NJ | |
B | 08/02/2004 - 06/01/2009 | FLORHAM PARK, NJ | |
IA | 01/16/2002 - 08/11/2004 | SHORT HILLS, NJ | |
B | 03/13/1998 - 08/11/2004 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.