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Frederick Abrams Bellows
FREDERICK A BELLOWS III, FREDERICK ABRAMS BELLOWS III, RICK BELLOWS, FREDERICK A BELLOWS III, Frederick A Bellows
CRD#: 3008990
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 162 Bellevue Ave
Newport, RI 02840
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2005 (1 year)2 FIRMS2007 - 2008 (<1 year)2 FIRMS2013 - 2014 (<1 year)2 FIRMS2014 - 2014 (<1 year)2 FIRMS2018 - 2018 (<1 year)2 FIRMS2018 - 2020 (2 years)2 FIRMS2020 - 2021 (<1 year)2 FIRMS2021 - Present (3 years)BGWN SECURITIES INC. (CRD# 128929)2017 - 2018 (<1 year)BNATIONAL FINANCIAL SERVICES LLC (CRD# 13041)2014 - 2016 (2 years)BFIDELITY INVESTMENTS INSTITUTI... (CRD# 17507)1998 - 2004 (6 years)
License(s)

State Registrations

B
Arizona 1/2/2025

B
New Jersey 6/29/2021

B
Connecticut 6/29/2021

B
New York 6/29/2021

B
Florida 6/29/2021

B
North Carolina 12/22/2024

B
Illinois 6/2/2023

B
Rhode Island 6/29/2021

B
Maine 6/29/2021

IA
Rhode Island 6/29/2021

B
Massachusetts 6/29/2021

B
South Carolina 12/9/2024

B
Nevada 6/1/2022

B
Vermont 6/29/2021

B
New Hampshire 6/29/2021

B
Virginia 8/27/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
162 Bellevue Ave, Newport, RI 02840
5 E Main Rd, Middletown, RI 02842
Registered with this firm since 6/29/2021

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
162 Bellevue Ave, Newport, RI 02840
5 E Main Rd, Middletown, RI 02842
Registered with this firm since 6/29/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/12/2020 - 06/11/2021 CITIZENS INVESTMENT SERVICES (CRD#:39550) NEWTON, MA
B
08/12/2020 - 06/11/2021 CITIZENS SECURITIES, INC. (CRD#:39550) NEWTON, MA
IA
07/26/2018 - 07/31/2020 MML INVESTORS SERVICES, LLC (CRD#:10409) WARWICK, RI
B
06/15/2018 - 07/31/2020 MML INVESTORS SERVICES, LLC (CRD#:10409) WARWICK, RI
B
04/05/2018 - 06/05/2018 PRUCO SECURITIES, LLC. (CRD#:5685) MARLBOROUGH, MA
IA
02/13/2018 - 04/06/2018 GWN SECURITIES INC. (CRD#:128929) FALMOUTH, MA
B
06/27/2017 - 04/06/2018 GWN SECURITIES INC. (CRD#:128929) FALMOUTH, MA
B
06/13/2014 - 12/19/2016 NATIONAL FINANCIAL SERVICES LLC (CRD#:13041) SMITHFIELD, RI
IA
04/08/2014 - 05/06/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PROVIDENCE, RI
B
04/08/2014 - 05/06/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PROVIDENCE, RI
IA
06/25/2013 - 03/05/2014 MORGAN STANLEY (CRD#:149777) PROVIDENCE, RI
B
04/25/2013 - 03/05/2014 MORGAN STANLEY (CRD#:149777) PROVIDENCE, RI
IA
11/29/2007 - 02/01/2008 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) WAVERLY, IA
B
11/01/2007 - 02/01/2008 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) WAVERLY, IA
IA
05/18/2004 - 04/22/2005 STRATEGIC ADVISERS, INC. (CRD#:104555) WORCESTER, MA
B
03/02/2004 - 04/22/2005 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SMITHFIELD, RI
B
03/11/1998 - 03/02/2004 FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507) SMITHFIELD, RI
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.