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Detailed Report
JOHN CHRISTIAN HILES
CHRIS HILES JR, JOHN C (JR) HILES, JOHN CHRISTIAN HILES JR
CRD#: 3008939
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1550 Market Street
Suite 600
Denver, CO 80202
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2016 - Present (8 years)BFORESIDE FUND SERVICES, LLC (CRD# 46106)2005 - 2008 (3 years)BGERONIMO PARTNERS, LLC (CRD# 126776)2003 - 2004 (<1 year)BTUCKER ANTHONY INCORPORATED (CRD# 837)1999 - 2001 (2 years)BTUCKER ANTHONY CLEARY GULL (CRD# 45309)1999 - 1999 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 1998 (<1 year)
License(s)

State Registrations

B
Alaska 1/21/2022
B
Michigan 2/22/2022
B
Arizona 4/22/2021
B
Missouri 8/4/2016
B
Arkansas 4/17/2023
B
Montana 5/3/2021
B
California 8/4/2016
B
Nevada 8/28/2024
B
Colorado 5/19/2016
B
New Hampshire 7/1/2021
IA
Colorado 6/27/2016
B
New Mexico 12/3/2020
B
Connecticut 2/2/2017
B
New York 2/25/2019
B
Delaware 6/8/2023
B
North Carolina 1/21/2022
B
Florida 8/10/2017
B
Ohio 1/10/2021
B
Georgia 2/29/2024
B
Oklahoma 1/11/2024
B
Hawaii 1/31/2023
B
Oregon 1/4/2022
B
Idaho 5/27/2020
B
Pennsylvania 12/5/2017
B
Illinois 2/3/2023
B
Rhode Island 6/8/2023
B
Iowa 1/31/2023
B
South Carolina 2/1/2022
B
Kansas 6/22/2022
B
Tennessee 5/6/2021
B
Kentucky 1/4/2024
B
Texas 8/4/2016
B
Louisiana 8/10/2017
IA
Texas 3/19/2020
B
Maine 6/22/2022
B
Virginia 1/14/2022
B
Maryland 7/16/2024
B
Washington 12/17/2020
B
Massachusetts 1/21/2022
B
Wyoming 7/25/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1550 Market Street Suite 600, Denver, CO 80202
Registered with this firm since 6/27/2016
B
MORGAN STANLEY (CRD#:149777)
1550 Market Street Suite 600, Denver, CO 80202
Registered with this firm since 5/19/2016
Previous Registration(s)
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B
 03/08/2005 - 12/31/2008 FORESIDE FUND SERVICES, LLC (CRD#:46106) DENVER, CO
B
 10/06/2003 - 05/27/2004 GERONIMO PARTNERS, LLC (CRD#:126776) GREENWOOD VILLAGE, CO
B
 11/01/1999 - 11/13/2001 TUCKER ANTHONY INCORPORATED (CRD#:837) BOSTON, MA
B
 04/17/1999 - 11/01/1999 TUCKER ANTHONY CLEARY GULL (CRD#:45309) MILWAUKEE, WI
B
 04/09/1998 - 12/04/1998 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.