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NICOLE A. HILLER
NICOLE ANN HILLER, NICOLE HILLER, NICOLE A MORIS, NICOLE ANN MORIS, NIKKI ANN MORIS…
CRD#: 3008622
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 681 EAST LAKE STREET
SUITE 354
WAYZATA, MN 55391
Registration History
2008201020122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2014 - Present (11 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2011 - Present (13 years)BWELLS FARGO FUNDS DISTRIBUTOR, LLC (CRD# 133366)2010 - 2011 (1 year)BEVERGREEN INVESTMENT SERVICES,... (CRD# 487)2008 - 2010 (1 year)
License(s)

State Registrations

B
Alaska 1/11/2018

IA
Minnesota 2/4/2014

B
Arizona 10/12/2017

B
Nebraska 1/13/2023

B
California 4/6/2011

B
Nevada 1/11/2018

B
Colorado 7/18/2017

B
New York 2/25/2020

B
Florida 4/6/2011

B
North Carolina 8/24/2017

B
Hawaii 2/12/2024

B
Oregon 2/25/2016

B
Illinois 8/24/2017

B
Pennsylvania 8/24/2017

B
Iowa 10/12/2017

B
South Dakota 10/12/2017

B
Kentucky 1/11/2018

B
Texas 9/22/2016

B
Maine 1/13/2023

B
Virgin Islands 1/9/2019

B
Michigan 2/9/2024

B
Washington 1/11/2018

B
Minnesota 4/6/2011

B
Wisconsin 4/7/2011

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
681 EAST LAKE STREET SUITE 354, WAYZATA, MN 55391
Eden Prairie, MN
Registered with this firm since 2/4/2014

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
681 EAST LAKE STREET SUITE 354, WAYZATA, MN 55391
Eden Prairie, MN
Registered with this firm since 4/6/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/04/2010 - 04/01/2011 WELLS FARGO FUNDS DISTRIBUTOR, LLC (CRD#:133366) MINNEAPOLIS, MN
B
08/01/2008 - 01/04/2010 EVERGREEN INVESTMENT SERVICES, INC. (CRD#:487) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.