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Detailed Report
MATTHEW BRYAN DUPON
MATTHEW BRIAN DUPON
CRD#: 3006902
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 301 E COLORADO BOULEVARD
SUITE 500
PASADENA, CA 91101
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2013 - Present (11 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)1998 - 2013 (15 years)IAHINDS FINANCIAL GROUP INC (CRD# 129971)2010 - 2013 (3 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)1999 - 2013 (14 years)
License(s)

State Registrations

B
Arizona 11/1/2013
B
New Jersey 11/1/2013
B
California 11/1/2013
B
New Mexico 7/25/2023
IA
California 11/1/2013
B
New York 11/1/2013
B
Colorado 7/25/2023
B
North Carolina 11/1/2013
B
District of Columbia 11/1/2013
B
Oregon 11/1/2013
B
Florida 11/1/2013
B
South Carolina 11/1/2013
B
Georgia 8/21/2019
B
Texas 11/1/2013
B
Idaho 3/27/2017
IA
Texas 7/8/2022
B
Maryland 7/24/2023
B
Utah 2/27/2019
B
Minnesota 7/25/2023
B
Virginia 11/1/2013
B
Missouri 7/25/2023
B
Washington 11/1/2013
B
Montana 2/19/2019
B
Wisconsin 11/1/2013
B
Nevada 11/1/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
301 E COLORADO BOULEVARD SUITE 500, PASADENA, CA 91101
Flower Mound, TX
Registered with this firm since 11/1/2013
B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
301 E COLORADO BOULEVARD SUITE 500, PASADENA, CA 91101
Flower Mound, TX
Registered with this firm since 11/1/2013
Previous Registration(s)
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IA
 05/12/2010 - 12/12/2013 HINDS FINANCIAL GROUP INC (CRD#:129971) LAKEWOOD, CO
IA
 09/07/1999 - 11/07/2013 CETERA ADVISOR NETWORKS LLC (CRD#:13572) PASADENA, CA
B
 05/22/1998 - 11/07/2013 CETERA ADVISOR NETWORKS LLC (CRD#:13572) PASADENA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.