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JAMIE GRANVILLE HARGRAVE
CRD#: 3006122
IA
Investment Adviser
B
Broker
PROSPERITY FINANCIAL GROUP, INC.CRD#: 145540 2333 SAN RAMON VALLEY BLVD.
SUITE 200
SAN RAMON, CA 94583
FORTUNE FINANCIAL SERVICES, INC.CRD#: 42150 2333 San Ramon Valley Blvd Suite 200
San Ramon, CA 94583
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2015 (5 years)2 FIRMS2015 - Present (9 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2001 - 2008 (6 years)BMORGAN STANLEY DW INC. (CRD# 7556)1998 - 2001 (3 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2002 - 2008 (6 years)
Disclosure(s)
View By:
9/26/2022
Customer Dispute
Settled
License(s)

State Registrations

B
California 4/2/2015

B
Oregon 4/2/2015

IA
California 4/8/2015

B
Washington 4/2/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PROSPERITY FINANCIAL GROUP, INC. (CRD#:145540)
2333 SAN RAMON VALLEY BLVD. SUITE 200, SAN RAMON, CA 94583
Registered with this firm since 4/8/2015

B
FORTUNE FINANCIAL SERVICES, INC. (CRD#:42150)
2333 San Ramon Valley Blvd Suite 200, San Ramon, CA 94583
Registered with this firm since 4/2/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/05/2009 - 04/07/2015 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) WALNUT CREEK, CA
B
10/05/2009 - 04/07/2015 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) WALNUT CREEK, CA
IA
05/05/2009 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) WALNUT CREEK, CA
B
05/01/2009 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) WALNUT CREEK, CA
IA
01/01/2008 - 05/13/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) OAKLAND, CA
B
01/01/2008 - 05/13/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) OAKLAND, CA
B
08/31/2001 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) OAKLAND, CA
IA
01/16/2002 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) OAKLAND, CA
B
04/01/1998 - 09/06/2001 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.