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ELIZABETH SALDANA FESTEJO
ELIZABETH ROQUE FESTEJO
CRD#: 3005877
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 9328 ELK GROVE BLVD
STE 105-314
ELK GROVE, CA 95624
CETERA ADVISORS LLCCRD#: 10299 9328 ELK GROVE BLVD
STE 105-314
ELK GROVE, CA 95624
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)2 FIRMS2005 - 2011 (5 years)2 FIRMS2011 - 2012 (1 year)2 FIRMS2013 - 2014 (1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2014 - Present (10 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)2004 - 2005 (1 year)BWM FINANCIAL SERVICES, INC. (CRD# 599)1999 - 2004 (4 years)BLSA SECURITIES, INC. (CRD# 18272)1999 - 1999 (<1 year)IACETERA ADVISORS LLC (CRD# 10299)2014 - 2024 (9 years)IASUNAMERICA SECURITIES, INC. (CRD# 20068)2005 - 2005 (<1 year)
License(s)

State Registrations

B
California 5/1/2014

B
New York 8/24/2018

IA
California 3/21/2024

B
Texas 1/3/2020

B
Colorado 2/12/2021

IA
Texas 3/21/2024

B
Nevada 3/29/2023

B
Washington 3/27/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
9328 ELK GROVE BLVD STE 105-314, ELK GROVE, CA 95624
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
9328 ELK GROVE BLVD STE 105-314, ELK GROVE, CA 95624
Registered with this firm since 5/1/2014

Previous Registration(s)
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IA
05/01/2014 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
IA
01/03/2013 - 05/02/2014 LIBERTY PARTNERS CAPITAL MANAGEMENT, LLC (CRD#:131117) MILPITAS, CA
B
01/02/2013 - 05/02/2014 LIBERTY PARTNERS FINANCIAL SERVICES, LLC (CRD#:130390) RALEIGH, NC
IA
12/05/2011 - 12/18/2012 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) MILPITAS, CA
B
12/02/2011 - 12/18/2012 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) MILPITAS, CA
IA
12/21/2005 - 11/29/2011 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) MILPITAS, CA
B
12/19/2005 - 11/29/2011 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) MILPITAS, CA
IA
10/31/2005 - 01/09/2006 AIG FINANCIAL ADVISORS, INC. (CRD#:133763) PHOENIX, AZ
B
10/31/2005 - 01/09/2006 AIG FINANCIAL ADVISORS, INC. (CRD#:133763) SCOTTSDALE, AZ
IA
06/30/2005 - 10/31/2005 SUNAMERICA SECURITIES, INC. (CRD#:20068) WALNUT CREEK, CA
B
03/10/2004 - 10/31/2005 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
B
07/21/1999 - 03/17/2004 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
04/08/1999 - 07/09/1999 LSA SECURITIES, INC. (CRD#:18272) LINCOLN, NE
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.