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Detailed Report
GABRIEL NICHOLAS DEFEO
CRD#: 3005662
IA
Investment Adviser
B
Broker
CITIZENS SECURITIES, INC.CRD#: 39550 800 NEWPORT AVE.
MAILSTOP: RI-005
PAWTUCKET, RI 02861
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2006 (2 years)2 FIRMS2006 - Present (18 years)BQUICK & REILLY, INC. (CRD# 11217)2001 - 2004 (3 years)BQUICK & REILLY, INC. (CRD# 11217)2000 - 2001 (<1 year)BFIDELITY INVESTMENTS INSTITUTI... (CRD# 17507)1998 - 1999 (1 year)IAQUICK & REILLY, INC. (CRD# 11217)2002 - 2004 (2 years)
Disclosure(s)
View By:
6/26/2012
Customer Dispute
Denied
2/26/2001
Customer Dispute
Denied
License(s)

State Registrations

B
California 5/12/2022
B
Massachusetts 12/7/2006
IA
California 5/12/2022
B
New Hampshire 1/10/2017
B
Colorado 12/9/2024
IA
New Hampshire 1/13/2017
IA
Colorado 12/9/2024
B
Pennsylvania 12/19/2012
B
Connecticut 12/7/2006
IA
Pennsylvania 11/3/2014
IA
Connecticut 10/31/2014
B
Rhode Island 12/7/2006
B
Florida 12/7/2006
IA
Rhode Island 12/13/2006
IA
Florida 11/4/2014
B
South Carolina 12/2/2019
B
Georgia 4/12/2019
IA
South Carolina 12/3/2019
IA
Georgia 4/15/2019
B
Vermont 9/15/2020
B
Maryland 1/19/2024
IA
Vermont 9/15/2020
IA
Maryland 1/19/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIZENS SECURITIES, INC. (CRD#:39550)
800 NEWPORT AVE. MAILSTOP: RI-005, PAWTUCKET, RI 02861
622 GEORGE WASHINGTON HGWY MAILSTOP: RI-108, LINCOLN, RI 02865
Registered with this firm since 12/7/2006
B
CITIZENS SECURITIES, INC. (CRD#:39550)
800 NEWPORT AVE. MAILSTOP: RI-005, PAWTUCKET, RI 02861
622 GEORGE WASHINGTON HGWY MAILSTOP: RI-108, LINCOLN, RI 02865
Registered with this firm since 12/7/2006
Previous Registration(s)
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IA
 10/20/2004 - 11/22/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) PROVIDENCE, RI
B
 10/20/2004 - 11/22/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) PROVIDENCE, RI
IA
 08/27/2002 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) PROVIDENCE, RI
B
 04/03/2001 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
 06/27/2000 - 03/05/2001 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
 02/12/1998 - 10/26/1999 FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507) SMITHFIELD, RI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.