• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
TYSON JON RAY
CRD#: 3005591
IA
Investment Adviser
B
Previous Broker
FORM WEALTH ADVISORS, LLCCRD#: 326519 431 GENEVA NATIONAL AVE S
LAKE GENEVA, WI 53147-4881
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2014 (6 years)2 FIRMS2014 - 2024 (10 years)IAFORM WEALTH ADVISORS, LLC (CRD# 326519)2023 - Present (1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)1998 - 2008 (9 years)
License(s)

State Registrations

IA
Wisconsin 6/1/2023

Current Registration(s)
IA
FORM WEALTH ADVISORS, LLC (CRD#:326519)
431 GENEVA NATIONAL AVE S, LAKE GENEVA, WI 53147-4881
Registered with this firm since 6/1/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/17/2014 - 10/03/2024 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) LAKE GENEVA, WI
B
01/17/2014 - 10/03/2024 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) LAKE GENEVA, WI
IA
01/01/2008 - 01/30/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) JANESVILLE, WI
B
01/01/2008 - 01/30/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) JANESVILLE, WI
B
03/16/1998 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) ELKHORN, WI
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.