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Matthew James Wenzinger
MATT WENZINGER
CRD#: 3005258
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 130 JEFFERSON STREET
PORT CLINTON, OH 43452
PORT CLINTON, OH 43452
CETERA ADVISOR NETWORKS LLCCRD#: 13572 130 Jefferson Street
Port Clinton, OH 43452
Port Clinton, OH 43452
0
Disclosures
27
Years of Experience
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State Registrations
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Arizona 2/20/2025
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Ohio 2/20/2025
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California 2/20/2025
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Ohio 2/20/2025
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Florida 2/20/2025
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South Carolina 2/20/2025
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Hawaii 2/20/2025
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Texas 2/20/2025
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Illinois 2/20/2025
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Texas 4/1/2025
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Indiana 2/20/2025
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Vermont 2/20/2025
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Missouri 2/20/2025
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Virginia 2/20/2025
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North Carolina 2/20/2025
SRO Registrations
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Registered with this firm since 2/20/2025
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Registered with this firm since 2/20/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/27/2003 - 02/20/2025 | Port Clinton, OH | |
B | 03/26/1998 - 02/20/2025 | Port Clinton, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.