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JOHN RICHARD PAVELKA
John R Pavelka
CRD#: 3004930
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 4840 Utica Ridge Rd
Davenport, IA 52807
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2011 (4 years)2 FIRMS2011 - 2018 (7 years)2 FIRMS2018 - Present (6 years)BNATCITY INVESTMENTS, INC. (CRD# 17490)2001 - 2006 (5 years)BNATCITY INSURANCE SERVICES, INC. (CRD# 16989)2001 - 2001 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2001 (1 year)BEDWARD JONES (CRD# 250)1998 - 2000 (1 year)IANATCITY INVESTMENTS, INC. (CRD# 17490)2002 - 2006 (4 years)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2006 - 2006 (<1 year)
Disclosure(s)
View By:
6/7/2005
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 9/14/2018

B
Minnesota 9/19/2018

B
Arkansas 4/19/2022

B
Missouri 9/19/2018

B
California 7/28/2020

B
Nevada 4/19/2022

B
Colorado 7/28/2020

B
North Carolina 7/28/2020

B
District of Columbia 9/19/2018

B
Ohio 9/19/2018

B
Florida 9/19/2018

B
Oklahoma 3/19/2024

B
Illinois 9/14/2018

B
Oregon 3/2/2020

IA
Illinois 7/31/2019

B
South Carolina 2/28/2022

B
Indiana 1/3/2020

B
Tennessee 3/30/2021

B
Iowa 9/14/2018

B
Texas 9/19/2018

IA
Iowa 9/14/2018

IA
Texas 9/19/2018

B
Kansas 1/5/2021

B
Virginia 1/5/2021

B
Maryland 2/16/2022

B
Washington 1/5/2021

B
Michigan 9/14/2018

B
Wisconsin 2/10/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
4840 Utica Ridge Rd, Davenport, IA 52807
207 E Main St, Morrison, IL 61270
Registered with this firm since 9/14/2018

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
4840 Utica Ridge Rd, Davenport, IA 52807
207 E Main St, Morrison, IL 61270
Registered with this firm since 9/14/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/03/2011 - 09/18/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) DAVENPORT, IA
B
01/03/2011 - 09/18/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) DAVENPORT, IA
IA
09/12/2006 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) GENESEO, IL
B
09/11/2006 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) GENESEO, IL
IA
01/02/2002 - 09/12/2006 NATCITY INVESTMENTS, INC. (CRD#:17490) ROCK ISLAND, IL
B
07/17/2001 - 09/12/2006 NATCITY INVESTMENTS, INC. (CRD#:17490) ROCK ISLAND, IL
IA
09/11/2006 - 09/11/2006 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) GENESEO, IL
B
07/17/2001 - 12/31/2001 NATCITY INSURANCE SERVICES, INC. (CRD#:16989) CLEVELAND, OH
B
01/31/2000 - 02/28/2001 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
03/10/1998 - 01/10/2000 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.