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W Lee Bull
W LEE BULL JR, W LEE BULL, Lee Bull
CRD#: 3004657
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J.P. MORGAN SECURITIES LLCCRD#: 79 9590 Six Pines Dr
The Woodlands, TX 77380
The Woodlands, TX 77380
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Disclosures
27
Years of Experience
View By:
State Registrations
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Alabama 10/17/2013
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Nevada 2/13/2025
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Alaska 10/17/2013
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New Hampshire 10/1/2012
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Arkansas 10/1/2012
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New Mexico 10/1/2012
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California 12/20/2017
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New York 10/1/2012
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Colorado 10/1/2012
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North Carolina 7/20/2020
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Florida 6/3/2014
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North Dakota 10/17/2013
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Hawaii 10/17/2013
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Ohio 10/1/2012
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Illinois 10/1/2012
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Oklahoma 10/1/2012
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Indiana 10/1/2012
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Rhode Island 5/17/2023
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Kansas 10/17/2013
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South Carolina 10/17/2013
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Louisiana 10/1/2012
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Tennessee 10/29/2019
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Maine 6/28/2019
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Texas 10/1/2012
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Michigan 6/20/2024
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Texas 10/1/2012
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Mississippi 10/17/2013
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Washington 10/1/2012
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Missouri 10/1/2012
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West Virginia 10/1/2012
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Montana 10/17/2013
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Wyoming 10/17/2013
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Nebraska 10/17/2013
SRO Registrations
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Registered with this firm since 10/1/2012
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/15/2002 - 10/01/2012 | CONROE, TX | |
B | 01/15/2002 - 10/01/2012 | CONROE, TX | |
B | 10/21/1998 - 01/16/2002 | DETROIT, MI | |
B | 03/10/1998 - 09/14/1998 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.