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DIERDRE LLEWELLYN
DIERDRE JOHNSTON, DERRI LLEWELLYN, DIERDRE JOHNSTON LLEWELLYN
CRD#: 3002223
IA
B
WELLS FARGO ADVISORSCRD#: 11025 2901 OHIO BLVD
STE 154
TERRE HAUTE, IN 47803
STE 154
TERRE HAUTE, IN 47803
0
Disclosures
27
Years of Experience
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State Registrations
B
Florida 4/14/2022
IA
Indiana 4/14/2022
B
Illinois 4/14/2022
B
Kentucky 4/14/2022
B
Indiana 4/14/2022
B
Texas 4/14/2022
SRO Registrations
B
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IA
Registered with this firm since 4/14/2022
B
Registered with this firm since 4/14/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/04/2005 - 04/18/2022 | TERRE HAUTE, IN | |
IA | 02/27/2012 - 12/08/2014 | TERRE HAUTE, IN | |
IA | 04/02/2008 - 02/27/2012 | TERRE HAUTE, IN | |
IA | 11/30/2007 - 03/31/2008 | TERRE HAUTE, IN | |
IA | 03/07/2006 - 12/07/2007 | TERRE HAUTE, IN | |
B | 07/22/2004 - 08/03/2005 | COLUMBUS, OH | |
B | 10/01/2002 - 07/15/2004 | PHOENIX, AZ | |
B | 02/04/1998 - 10/01/2002 | HOUSTON, TX |
TERRE HAUTE, IN
04/02/2008 - 02/27/2012
TERRE HAUTE, IN
03/07/2006 - 12/07/2007
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.