SUNTRUST INVESTMENT SERVICES, INC

Discharged

REPRESENTATIVE WAS TERMINATED BY AN AFFILIATED COMPANY FOR VIOLATIONS OF ITS CORPORATE WIRE TRANSFER PROCEDURES. REPRESENTATIVE FAILED TO PERFORM FOUR CALLBACKS ON EMAIL INITIATED WIRE TRANSFRS AND APPROVED THE MOVEMENT OF MONEY FROM A BROKERAGE TO A BANK ACCOUNT WITHOUT POSITIVE IDENTIFICATION OF THE REQUESTER RESULTING IN A SUBSTANTIAL LOSS TO THE BANK.