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Detailed Report
BRIAN JON KARSTEN
CRD#: 3001496
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 1736 Gezon Pkwy. SW
Ste 200
Wyoming, MI 49519
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 1736 Gezon Pkwy. SW
Ste. 200
Wyoming, MI 49519
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2016 - Present (9 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)1998 - 2016 (18 years)IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2010 - 2016 (5 years)
License(s)

State Registrations

B
Florida 1/2/2024
IA
Michigan 3/22/2016
B
Michigan 3/18/2016
B
Virginia 3/2/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
1736 Gezon Pkwy. SW Ste 200, Wyoming, MI 49519
Registered with this firm since 3/22/2016
B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
1736 Gezon Pkwy. SW Ste. 200, Wyoming, MI 49519
Registered with this firm since 3/18/2016
Previous Registration(s)
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IA
 10/14/2010 - 04/13/2016 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) GRANDVILLE, MI
B
 02/06/1998 - 04/13/2016 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) GRANDVILLE, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.