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AURELIO ROY DECARO JR
ROY AURELIO, A. ROY DECARO, AURELIO ROY DECARO
CRD#: 3001469
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 130 N. 18th Street
One Logan Square, 17th Floor
Philadelphia, PA 19103-6933
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2014 - 2023 (9 years)2 FIRMS2023 - Present (1 year)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2007 - 2014 (6 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2003 - 2007 (4 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1999 - 2003 (3 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1998 - 1998 (<1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2012 - 2014 (1 year)
Disclosure(s)
View By:
11/13/2006
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 10/12/2023

B
New York 10/12/2023

B
Arkansas 10/12/2023

B
North Carolina 10/12/2023

B
California 10/12/2023

B
Ohio 10/12/2023

B
Colorado 10/12/2023

B
Pennsylvania 10/12/2023

B
Connecticut 10/12/2023

IA
Pennsylvania 10/12/2023

B
Delaware 10/12/2023

B
Rhode Island 10/12/2023

B
District of Columbia 10/12/2023

B
South Carolina 10/12/2023

B
Florida 10/12/2023

B
Tennessee 10/12/2023

B
Georgia 10/16/2023

B
Texas 10/12/2023

B
Illinois 10/20/2023

IA
Texas 10/12/2023

B
Louisiana 1/2/2025

B
Virgin Islands 10/12/2023

B
Maine 10/12/2023

IA
Virgin Islands 10/13/2023

B
Maryland 10/12/2023

B
Virginia 10/12/2023

B
Massachusetts 11/6/2023

B
Washington 10/12/2023

B
Michigan 10/12/2023

B
West Virginia 10/12/2023

B
Minnesota 11/13/2024

B
Wisconsin 6/17/2024

B
New Jersey 10/12/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
130 N. 18th Street One Logan Square, 17th Floor, Philadelphia, PA 19103-6933
PHILADELPHIA, PA
Registered with this firm since 10/12/2023

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
130 N. 18th Street One Logan Square, 17th Floor, Philadelphia, PA 19103-6933
PHILADELPHIA, PA
Registered with this firm since 10/12/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/09/2014 - 10/20/2023 MORGAN STANLEY (CRD#:149777) Philadelphia, PA
B
01/09/2014 - 10/20/2023 MORGAN STANLEY (CRD#:149777) Philadelphia, PA
IA
08/17/2012 - 01/17/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) PHILADELPHIA, PA
B
07/27/2007 - 01/17/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) PHILADELPHIA, PA
B
07/01/2003 - 07/31/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) PHILADELPHIA, PA
B
11/29/1999 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
02/24/1998 - 12/16/1998 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.