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BRIAN MICHAEL FLEMMER
BRIAN M FLEMMER
CRD#: 3001232
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 101 FALLS PARK DRIVE
SUITE 600
GREENVILLE, SC 29601
SUITE 600
GREENVILLE, SC 29601
0
Disclosures
26
Years of Experience
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State Registrations
B
Alabama 12/1/2020
B
Nebraska 12/1/2020
B
Alaska 12/1/2020
B
Nevada 12/1/2020
B
Arizona 12/1/2020
B
New Hampshire 12/1/2020
B
Arkansas 12/1/2020
B
New Jersey 12/1/2020
B
California 12/1/2020
B
New Mexico 12/1/2020
B
Colorado 12/1/2020
B
New York 12/1/2020
B
Connecticut 12/1/2020
B
North Carolina 12/2/2020
B
Delaware 12/1/2020
B
North Dakota 12/1/2020
B
District of Columbia 1/20/2021
B
Ohio 12/2/2020
B
Florida 10/29/2020
B
Oklahoma 12/1/2020
IA
Florida 12/1/2020
B
Oregon 12/1/2020
B
Georgia 12/1/2020
B
Pennsylvania 12/1/2020
B
Hawaii 12/1/2020
B
Puerto Rico 1/8/2025
B
Idaho 12/1/2020
B
Rhode Island 12/1/2020
B
Illinois 12/1/2020
B
South Carolina 10/29/2020
B
Indiana 12/1/2020
IA
South Carolina 12/18/2020
B
Iowa 12/1/2020
B
South Dakota 12/1/2020
B
Kansas 12/1/2020
B
Tennessee 12/1/2020
B
Kentucky 12/1/2020
B
Texas 12/1/2020
B
Louisiana 12/1/2020
IA
Texas 1/28/2021
B
Maine 12/1/2020
B
Utah 12/1/2020
B
Maryland 12/1/2020
B
Vermont 12/1/2020
B
Massachusetts 12/1/2020
B
Virgin Islands 1/20/2021
B
Michigan 12/1/2020
B
Virginia 12/1/2020
B
Minnesota 12/1/2020
B
Washington 12/1/2020
B
Mississippi 12/1/2020
B
West Virginia 12/1/2020
B
Missouri 12/1/2020
B
Wisconsin 12/1/2020
B
Montana 12/1/2020
B
Wyoming 12/1/2020
SRO Registrations
B
B
B
B
B
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IA
Registered with this firm since 12/1/2020
B
Registered with this firm since 10/29/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/03/2014 - 10/12/2020 | ST. PETERSBURG, FL | |
B | 02/13/2013 - 10/12/2020 | ST. PETERSBURG, FL | |
IA | 02/13/2013 - 12/31/2013 | ST. PETERSBURG, FL | |
IA | 06/17/2011 - 02/13/2013 | ALPHARETTA, GA | |
B | 06/16/2011 - 02/13/2013 | ALPHARETTA, GA | |
IA | 06/01/2009 - 05/05/2011 | ALPHARETTA, GA | |
B | 06/01/2009 - 05/05/2011 | ALPHARETTA, GA | |
IA | 09/14/2004 - 06/01/2009 | HOUSTON, TX | |
B | 01/20/1999 - 06/01/2009 | HOUSTON, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.