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Detailed Report
RONALD ROY FOSSELL
CRD#: 3000901
IA
Investment Adviser
B
Broker
CAPITAL ANALYSTSCRD#: 162200 Kennedy, MN
LINCOLN INVESTMENTCRD#: 519 290 S. ATLANTIC AVENUE
BOX 811
HALLOCK, MN 56728
Registration History
199820002002200420062008201020122014201620182020202220242026IACAPITAL ANALYSTS (CRD# 162200)2021 - Present (3 years)IALINCOLN INVESTMENT (CRD# 519)2014 - Present (11 years)BLINCOLN INVESTMENT (CRD# 519)2010 - Present (14 years)BGREAT AMERICAN ADVISORS, INC. (CRD# 36451)2005 - 2010 (5 years)BPMG SECURITIES CORPORATION (CRD# 27107)2002 - 2005 (3 years)BIAC SECURITIES, INC. (CRD# 14081)1999 - 2002 (3 years)BVSR FINANCIAL SERVICES, INC. (CRD# 14503)1998 - 1998 (<1 year)
License(s)

State Registrations

B
Minnesota 8/2/2010
B
Nebraska 8/8/2011
IA
Minnesota 3/12/2014
B
North Dakota 8/2/2010
B
Montana 1/9/2012

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL ANALYSTS (CRD#:162200)
Kennedy, MN
Registered with this firm since 6/1/2021
IA
LINCOLN INVESTMENT (CRD#:519)
290 S. ATLANTIC AVENUE BOX 811, HALLOCK, MN 56728
Registered with this firm since 3/12/2014
B
LINCOLN INVESTMENT (CRD#:519)
290 S. ATLANTIC AVENUE BOX 811, HALLOCK, MN 56728
Registered with this firm since 8/2/2010
Previous Registration(s)
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B
 02/15/2005 - 08/02/2010 GREAT AMERICAN ADVISORS, INC. (CRD#:36451) HALLOCK, MN
B
 01/01/2002 - 02/15/2005 PMG SECURITIES CORPORATION (CRD#:27107) ELGIN, IL
B
 01/26/1999 - 01/01/2002 IAC SECURITIES, INC. (CRD#:14081) TINLEY PARK, IL
B
 01/28/1998 - 12/31/1998 VSR FINANCIAL SERVICES, INC. (CRD#:14503) OVERLAND PARK, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.